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Statement For Self-Certified Sophisticated Investor

I declare that I am a self-certified sophisticated Investor for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

I understand that this means:

  1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  2. The content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
  3. By signing this statement I may lose significant rights;
  • The Financial Conduct Authority; or
  • The Financial Ombudsman Scheme;I am a self-certified sophisticated Investor because at least one of the following applies: 
    1. I am a member of a network or syndicate of business angels and have been so for at least six months prior to this date;
    2. I have made more than one investment in an unlisted company in the two years prior to this date;
    3. I am working, or have worked in the two years prior to this date, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
    4. I am currently, or have been in the two years prior to this date, a director of a company with an annual turnover of at least £1 million.

    I may have no right to seek compensation from the Financial Services Compensation Scheme.

Please complete the form below to confirm your status as a sophisticated investor






I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorized person who specializes in advising on non-mainstream pooled investments.



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